SHAREHOLDERS’ ANALYSIS
FOR THE YEAR ENDED 31 DECEMBER
| Register date: | 31 December 2009 | ||||
| Authorised share capital: | 600 000 000 shares | ||||
| Issued share capital: | 498 671 016 shares | ||||
| Number of | Number of | ||||
| Shareholder spread | shareholdings | % | shares | % | |
| 1 – 1 000 shares | 13 860 | 79,27 | 3 066 761 | 0,62 | |
| 1 001 – 10 000 shares | 2 766 | 15,82 | 7 360 029 | 1,48 | |
| 10 001 – 100 000 shares | 650 | 3,72 | 21 265 747 | 4,26 | |
| 100 001 – 1 000 000 shares | 173 | 0,99 | 47 428 707 | 9,51 | |
| 1 000 001 shares and over | 36 | 0,20 | 419 549 772 | 84,13 | |
| Total | 17 485 | 100,00 | 498 671 016 | 100,00 | |
| Distribution of shareholders | |||||
| Banks | 166 | 0,95 | 61 831 731 | 12,40 | |
| Close corporations | 114 | 0,65 | 238 418 | 0,04 | |
| Empowerment | 41 | 0,23 | 40 336 284 | 8,09 | |
| Endowment funds | 85 | 0,49 | 946 208 | 0,19 | |
| Individuals | 13 977 | 79,94 | 8 531 907 | 1,71 | |
| Insurance companies | 69 | 0,39 | 7 696 545 | 1,54 | |
| Investment companies | 56 | 0,32 | 4 114 928 | 0,82 | |
| Medical aid schemes | 23 | 0,13 | 284 262 | 0,06 | |
| Mutual funds | 325 | 1,86 | 27 701 751 | 5,56 | |
| Nominees and trusts | 1 879 | 10,74 | 6 673 420 | 1,34 | |
| Old Mutual Life Assurance Company (South Africa) Limited and associates |
47 | 0,27 | 260 336 704 | 52,21 | |
| Other corporations | 73 | 0,42 | 511 505 | 0,10 | |
| Private companies | 235 | 1,34 | 981 082 | 0,20 | |
| Public companies | 24 | 0,14 | 317 062 | 0,06 | |
| Retirement funds | 361 | 2,07 | 55 650 998 | 11,16 | |
| Share trusts* | 8 | 0,05 | 7 523 470 | 1,51 | |
| Treasury shares | 2 | 0,01 | 14 994 741 | 3,01 | |
| Total | 17 485 | 100,00 | 498 671 016 | 100,00 | |
| Public/Non-public shareholders | |||||
| Non-public shareholders | 133 | 0,76 | 324 570 832 | 65,09 | |
| Directors and associates of the company** | 12 | 0,07 | 1 084 465 | 0,22 | |
| Old Mutual Life Assurance Company (South Africa) Limited and associates |
47 | 0,27 | 260 336 704 | 52,21 | |
| Treasury shares | 2 | 0,01 | 14 994 741 | 3,01 | |
| Nedbank/Nedbank Group pension funds | 6 | 0,03 | 233 873 | 0,05 | |
| Nedbank Group Limited and associates (share trusts)* |
8 | 0,05 | 7 523 470 | 1,50 | |
| Nedbank Group Limited and associates (mutual funds) |
17 | 0,10 | 327 495 | 0,07 | |
| Nedbank Group black economic empowerment trusts – South Africa* |
16 | 0,09 | 39 312 738 | 7,88 | |
| Nedbank Group black economic empowerment trusts – Namibia |
25 | 0,14 | 757 346 | 0,15 | |
| Public shareholders | 17 352 | 99,24 | 174 100 184 | 34,91 | |
| Total | 17 485 | 100,00 | 498 671 016 | 100,00 | |
| * | Excludes shares held by directors in share trusts (executive directors only) and Eyethu schemes. |
| ** | Includes shares held by directors in share trusts (executive directors only) and Eyethu schemes. |
| Number | 2009 | 2008 | ||
| Major shareholders/managers | of shares | % holding | % holding | |
| Old Mutual Life Assurance Company (South Africa) Limited and associates | 260 336 704 | 52,21 | 54,30 | |
| Nedbank Group treasury shares (SA) | 62 937 839 | 12,63 | 12,63 | |
| Black economic empowerment trusts: | ||||
| – Eyethu Scheme – Nedbank South Africa | 39 578 938 | 7,94 | 8,78 | |
| – Omufima Scheme – Nedbank Namibia | 757 346 | 0,15 | 0,14 | |
| Nedbank Group (2005) Share Option, Matched and Restricted Share Scheme | 7 606 814 | 1,53 | 0,52 | |
| Nedbank Group Limited and associates (Capital Management) | 14 715 049 | 2,95 | 3,14 | |
| Nedbank Namibia Limited | 47 512 | 0,01 | ||
| NES Investments (Pty) Limited | 232 180 | 0,05 | 0,05 | |
| Lazard Asset Management (US) | 29 913 320 | 6,00 | 5,02 | |
| Public Investment Corporation (SA) | 28 817 152 | 5,78 | 3,14 | |
| Coronation Fund Managers (SA) | 14 007 444 | 2,81 | 2,94 | |
| Sanlam Investment Management (SA) | 10 955 128 | 2,20 | 2,01 | |
| BlackRock Inc (US and UK) | 5 960 039 | 1,20 | 1,16 | |
| Prudential Portfolio Managers (SA) | 5 102 506 | 1,02 | 1,12 | |
| Beneficial shareholders holding of 5% or more | ||||
| Old Mutual Life Assurance Company (South Africa) Limited and associates | 260 336 704 | 52,21 | 53,89 | |
| Public Investment Corporation (SA) | 37 005 824 | 7,42 | 6,49 | |
| Geographical distribution of shareholders | ||||
| Domestic | 430 936 928 | 86,42 | 87,80 | |
| – South Africa | 424 740 361 | 85,17 | 86,41 | |
| – Namibia | 3 320 058 | 0,67 | 0,66 | |
| – Unclassified | 2 876 509 | 0,58 | 0,73 | |
| Foreign | 67 734 088 | 13,58 | 12,20 | |
| – United States of America | 48 552 928 | 9,74 | 8,92 | |
| – United Kingdom and Ireland | 5 505 506 | 1,10 | 0,88 | |
| – Europe | 5 489 128 | 1,10 | 0,42 | |
| – Other countries | 8 186 526 | 1,64 | 1,98 | |
| 498 671 016 | 100,00 | 100,00 | ||